A "Listed Company" is the public limited company which has any of its securities duly listed on any recognized Stock Exchange. Hence, the annual and periodic compliances to be made by a listed company of India fall under both the Companies Act of 2013 and the SEBI (LODR) Regulations of 2015. Again, the listed companies compliances may also related to other concerned legal Acts and Statutes mentioned below. This particular webpage offers exclusive information about the annual and periodic compliances for listed company under companies act-2013, to helps all listed companies active in India.
On this particular webpage, we are exclusively concerned with the annual compliance filings by different types of companies located in entire India. Here, it may also be just mentioned that, compliances can also be periodic rather than annual, such as the monthly compliances, quarterly compliances, etc. Perfect and timely compliances are necessary for functioning smoothly and prestigiously by a legally recognized entity in any economic field (this answers 'why company annual filing?' in brief, more info over is given below).
In general, the periodic and annual compliances to be made by a listed public limited company located anywhere in India, are related with the following broad categories of particulars
The section below, deals separately with specific compliances by the listed companies in India. Now here, some relevant pieces of information over the prescribed provisions related with compliances, introduced by the Companies Act of 2013 and applicable from the financial year 2014-15 onwards, are being provided for informational help. In this connection, the following are the major changes or refinements related with compliances by Indian companies, including the listed companies:
The annual and periodic compliances by listed companies in India are the following in general, relating with the given particulars:
Various periodic compliances to be made by a listed public limited company under the SEBI (LODR) Regulations of 2015, relate mainly with the following ---- Compliance Certificate as per Regulation 7(3) to Stock Exchanges in every six months; Statements related with Investors' Complaints for every quarter, as per Regulation 13(3); Compliance Reports on Corporate Governance for every quarter, as per Regulation 27(2); Reports on Shareholding Pattern as per Regulation 31, Biannually or Quarterly; Standalone Quarterly and Yearly Financial Results to the stock exchanges, as per Regulation 33; Annual Reports to the stock exchange, as per Regulation 34; Share Transfer Certificates Biannually (Six monthly), as per Regulation 40(9); All Material Information (enumerated in the Schedule III of the SEBI's Listing Regulations of 2015) about the listed company to the stock exchange; and other reports and compliances stipulated in the Listing Regulations.
Lastly, it must also be noted that the provisions of the new Companies Act of 2013 dictate the listed companies and other public limited companies to file also a Secretarial Audit Report along with the Board Report in Form MR-3, if (a) Their individual total paid-up capital equals or exceeds Rs. 50 Crore; Or (b) Their respective annual turnover equals or crosses Rs. 250 Crore.
Available are our expert, efficient, and cost-effective services for the Annual Mandatory Compliances (AMCs) of the Listed Companies located and active anywhere in entire India, and belonging to Indian or Foreign Nationals.